SEC Form 4 · accession 0001470843-15-000009
Guardian 8 Holdings · GRDH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Cochennet
Officer — CEO/Pres./Secr./Treas · Director · 10% Owner
Period of report
Jul 31, 2015
Accepted (ET)
Aug 7, 2015 · 3:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001429592
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Senior Secured Debenture | $0.075 | Jul 31, 2015 | P | — | A | Jul 31, 2015 | Jul 31, 2016 | Common Stock | 666,667 | — | D |
| Class C Common Stock Purchase WarrantF1 | $0.10 | Jul 31, 2015 | P | 50,000 | A | Jul 31, 2015 | Jul 30, 2020 | Common Stock | 50,000 | 380,000 | D |
Explanation of responses
- F1Five-year Class C warrant to purchase 50,000 shares of common stock at $0.10 per share issued in connection with a $50,000 debenture.