SEC Form 5 · accession 0001470843-15-000004
Guardian 8 Holdings · GRDH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kathleen C Hanrahan
Officer — Interim CFO · Director
Period of report
Dec 31, 2014
Accepted (ET)
Mar 10, 2015 · 8:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001429592
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jun 30, 2014 | A | 105,000 | $0.47 | A | 1,146,250 | D | |
| Common StockF3,F2 | Sep 30, 2014 | P | 105,000 | $0.56 | A | 1,251,250 | D | |
| Common StockF4,F2 | Dec 31, 2014 | A | 105,000 | $0.4657 | A | 1,356,250 | D | |
| Common StockF5,F2 | Dec 31, 2014 | A | 60,000 | $0.4657 | A | 1,416,250 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares of common stock issued pursuant to Amendment No. 2 to Ms. Hanrahan's Non-Employee Interim Chief Financial Officer Engagement Agreement, which vested as of June 30, 2014.
- F2Deemed fair value.
- F3Shares of common stock issued pursuant to Amendment No. 2 to Ms. Hanrahan's Non-Employee Interim Chief Financial Officer Engagement Agreement, which vested as of September 30, 2014.
- F4Shares of common stock issued pursuant to Amendment No. 2 to Ms. Hanrahan's Non-Employee Interim Chief Financial Officer Engagement Agreement, which vested as of December 31, 2014.
- F5Shares of common stock issued for director services for the year ended December 31, 2014.