SEC Form 4 · accession 0001470843-15-000003
Guardian 8 Holdings · GRDH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James G Miller
Director
Period of report
Dec 31, 2014
Accepted (ET)
Mar 10, 2015 · 7:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001429592
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Dec 31, 2014 | A | 60,000 | $0.4657 | A | 2,124,555 | D | |
| Common StockF3 | Feb 17, 2015 | P | 19,800 | $0.50 | A | 2,144,355 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class D WarrantF3 | $0.50 | Feb 17, 2015 | A | 19,800 | A | Feb 17, 2015 | Feb 16, 2020 | Common Stock | 19,800 | 19,800 | D |
Explanation of responses
- F1Shares of common stock issued for director services for the year ended December 31, 2014.
- F2Deemed fair value.
- F3Unit purchase at $0.50 per unit direct from the Issuer. Each unit includes one share of common stock and one five year unit to purchase one share of common stock at $0.50 per share.