SEC Form 4 · accession 0001429592-15-000002
Guardian 8 Holdings · GRDH
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steve Cochennet
Officer — CEO/Pres/Secr/Treas · Director · 10% Owner
Period of report
Jun 2, 2015
Accepted (ET)
Jun 8, 2015 · 4:00 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001429592
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jun 2, 2015 | A | 5,666,667 | $0.075 | A | 13,706,166 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Convertible Senior Secured Debenture | $0.075 | Jun 2, 2015 | P | — | A | Jun 2, 2015 | Jul 31, 2016 | Common Stock | 2,133,334 | — | D |
| Class C Common Stock Purchase WarrantF2 | $0.10 | Jun 2, 2015 | P | 160,000 | A | Jun 2, 2015 | Jun 1, 2020 | Common Stock | 160,000 | 330,000 | D |
Explanation of responses
- F1Unit purchase revaluation from Issuer from $0.50 per unit to $0.075 per unit. Each unit includes one share of common stock and one five year unit to purchase one share of common stock at $0.50 per share.
- F2Five-year Class C warrant to purchase 160,000 shares of common stock at $0.10 per share issued in connection with a $160,000 debenture