SEC Form 4 · accession 0001209191-18-031102
TREVENA INC · TRVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jason Raleigh Nunn
Director
Period of report
May 16, 2018
Accepted (ET)
May 17, 2018 · 5:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001429560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 4,271 | I | See Note 1 |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (Right to Buy)F2 | $1.84 | May 16, 2018 | A | 30,000 | A | — | May 16, 2028 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1The securities are directly held by the Jason R. & Dana M. Nunn, trustees of the Jake & Dana Nunn Living Trust dtd 7/7/06 (the "Nunn Living Trust"). The Reporting Person disclaims beneficial ownership within the meaning of Section 16 of the Securities Exchange Act of 1934, as amended, or otherwise of such portion of the securities of the Issuer held by the Nunn Living Trust in which the Reporting Person has no pecuniary interest.
- F2The shares subject to the option shall vest in full on the day immediately prior to the next annual stockholders' meeting, subject to the reporting person's continuous service through such vesting date.