SEC Form 4 · accession 0001209191-18-015852
TREVENA INC · TRVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Yacoub Habib
Officer — SVP, Bus Dev & Corp Planning
Period of report
Feb 28, 2018
Accepted (ET)
Mar 2, 2018 · 5:23 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001429560
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $1.79 | Feb 28, 2018 | A | 44,000 | A | — | Feb 28, 2028 | Common Stock | 44,000 | 44,000 | D |
| Employee Stock Option (Right to Buy)F2 | $1.79 | Feb 28, 2018 | A | 65,000 | A | — | Feb 28, 2028 | Common Stock | 65,000 | 65,000 | D |
Explanation of responses
- F1The option shall vest and become exercisable with respect to one-sixteenth of the total number of shares subject to the option on a quarterly basis (every three months) from the Transaction Date listed above, subject to the reporting person's Continuous Service (as defined in the Trevena, Inc. 2013 Equity Incentive Plan, as amended) as of each such vesting date.
- F2The option shall vest and become exercisable on an annual basis (every twelve months) from the Transaction Date listed above, with respect to one-half of the total number of shares subject to the option, in each case subject to the reporting person's Continuous Service (as defined in the 2013 Equity Incentive Plan, as amended) as of each such vesting date.