SEC Form 3 · accession 0001209191-18-008498
TREVENA INC · TRVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jonathan Violin
Officer — SVP-Scientific Affairs & IR
Period of report
Jan 29, 2018
Accepted (ET)
Feb 8, 2018 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001429560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 10,192 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $2.23 | holding | — | — | — | — | Jun 17, 2023 | Common Stock | 49,190 | — | D |
| Employee Stock Option (Right to Buy)F2 | $7.40 | holding | — | — | — | — | Feb 20, 2024 | Common Stock | 12,000 | — | D |
| Employee Stock Option (Right to Buy)F3 | $6.79 | holding | — | — | — | — | Mar 17, 2025 | Common Stock | 10,000 | — | D |
| Employee Stock Option (Right to Buy)F4 | $8.82 | holding | — | — | — | — | Mar 3, 2026 | Common Stock | 16,875 | — | D |
| Employee Stock Option (Right to Buy)F5 | $6.61 | holding | — | — | — | — | Jan 6, 2027 | Common Stock | 8,500 | — | D |
| Employee Stock Option (Right to Buy)F6 | $4.13 | holding | — | — | — | — | Mar 2, 2027 | Common Stock | 19,369 | — | D |
| Employee Stock Option (Right to Buy)F7 | $3.34 | holding | — | — | — | — | Apr 10, 2027 | Common Stock | 30,000 | — | D |
| Employee Stock Option (Right to Buy)F8 | $2.27 | holding | — | — | — | — | Aug 28, 2027 | Common Stock | 35,000 | — | D |
Explanation of responses
- F1Immediately exercisable.
- F211,250 of the shares underlying the option are immediately exercisable and the remaining 750 shares underlying the option shall vest and become exercisable on March 1, 2018, subject to the reporting person providing Continuous Service (as defined in the Trevena, Inc. 2013 Equity Incentive Plan, as amended (the "Plan")) to the Issuer on such date.
- F3The option shall vest and become exercisable in 4 equal annual installments beginning on March 17, 2016, subject to the reporting person providing Continuous Service, as that term is defined in the Plan, as of each such vesting date.
- F4The option shall vest and become exercisable in 4 equal annual installments beginning on March 3, 2017, subject to the reporting person providing Continuous Service, as that term is defined in the Plan, as of each such vesting date.
- F5The option shall vest and become exercisable in 4 equal annual installments beginning on January 6, 2018, subject to the reporting person providing Continuous Service, as that term is defined in the Plan, as of each such vesting date.
- F6The option shall vest and become exercisable in 4 equal annual installments beginning on March 2, 2018, subject to the reporting person providing Continuous Service, as that term is defined in the Plan, as of each such vesting date.
- F7The option shall vest and become exercisable in 4 equal annual installments beginning on April 10, 2018, subject to the reporting person providing Continuous Service, as that term is defined in the Plan, as of each such vesting date.
- F8The option shall vest and become exercisable with respect to one-sixteenth of the total number of shares subject to the option on a quarterly basis (every three months) from August 28, 2017, subject to the reporting person's Continuous Service, as that term is defined in the Plan, as of each such vesting date.
Remarks
Exhibit List - Exhibit 24 - Power of Attorney