SEC Form 3 · accession 0001209191-18-008495
TREVENA INC · TRVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David Geoghegan
Officer — Sr. VP, Operations
Period of report
Jan 29, 2018
Accepted (ET)
Feb 8, 2018 · 5:29 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001429560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F1 | $10.35 | holding | — | — | — | — | Sep 30, 2025 | Common Stock | 65,000 | — | D |
| Employee Stock Option (Right to Buy)F2 | $8.82 | holding | — | — | — | — | Mar 3, 2026 | Common Stock | 35,000 | — | D |
| Employee Stock Option (Right to Buy)F3 | $6.61 | holding | — | — | — | — | Jan 6, 2027 | Common Stock | 20,000 | — | D |
| Employee Stock Option (Right to Buy)F4 | $4.13 | holding | — | — | — | — | Mar 2, 2027 | Common Stock | 48,000 | — | D |
| Employee Stock Option (Right to Buy)F5 | $3.38 | holding | — | — | — | — | Apr 17, 2027 | Common Stock | 5,000 | — | D |
| Employee Stock Option (Right to Buy)F6 | $2.37 | holding | — | — | — | — | Aug 28, 2027 | Common Stock | 35,000 | — | D |
Explanation of responses
- F1The option shall vest and become exercisable in 4 equal annual installments beginning on September 30, 2016, subject to the reporting person providing Continuous Service (as defined in the Trevena, Inc. 2013 Equity Incentive Plan, as amended (the "Plan")), as of each such vesting date.
- F2The option shall vest and become exercisable in 4 equal annual installments beginning on March 3, 2017, subject to the reporting person providing Continuous Service, as that term is defined in the Plan, as of each such vesting date.
- F3The option shall vest and become exercisable in 4 equal annual installments beginning on January 6, 2018, subject to the reporting person providing Continuous Service, as that term is defined in the Plan, as of each such vesting date.
- F4The option shall vest and become exercisable in 4 equal annual installments beginning on March 2, 2018, subject to the reporting person providing Continuous Service, as that term is defined in the Plan, as of each such vesting date.
- F5The option shall vest and become exercisable in 4 equal annual installments beginning on April 17, 2018, subject to the reporting person providing Continuous Service, as that term is defined in the Plan, as of each such vesting date.
- F6The option shall vest and become exercisable with respect to one-sixteenth of the total number of shares subject to the option on a quarterly basis (every three months) from August 28, 2017, subject to the reporting person's Continuous Service, as that term is defined in the Plan, as of each such vesting date.
Remarks
Exhibit List - Exhibit 24 - Power of Attorney