SEC Form 4 · accession 0001209191-17-038965
TREVENA INC · TRVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maxine Gowen
Officer — President & CEO · Director
Period of report
Jan 6, 2017
Accepted (ET)
Jun 9, 2017 · 5:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001429560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2 | Jan 6, 2017 | G | 150,000 | $0.00 | D | 4,000 | I | By Spouse |
| Common StockF3 | Jan 6, 2017 | G | 150,000 | $0.00 | A | 150,000 | I | By Trust |
| Common Stock | Jan 23, 2017 | G | 6,500 | $0.00 | D | 120,403 | D | |
| Common StockF3 | Jan 23, 2017 | G | 6,500 | $0.00 | A | 156,500 | I | By Trust |
| Common Stock | Jan 23, 2017 | G | 6,000 | $0.00 | D | 114,403 | D | |
| Common StockF6 | Jan 23, 2017 | G | 6,000 | $0.00 | A | 145,109 | I | By Trust |
| Common Stock | Mar 13, 2017 | G | 50,000 | $0.00 | D | 64,403 | D | |
| Common StockF6 | Mar 13, 2017 | G | 50,000 | $0.00 | A | 195,109 | I | By Trust |
| Common Stock | Mar 16, 2017 | G | 60,000 | $0.00 | D | 4,403 | D | |
| Common StockF3 | Mar 16, 2017 | G | 60,000 | $0.00 | A | 216,500 | I | By Trust |
| Common Stock | May 25, 2017 | G | 403 | $0.00 | D | 4,000 | D | |
| Common StockF6 | May 25, 2017 | G | 403 | $0.00 | A | 195,512 | I | By Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of securities by the reporting person's spouse to the Maxine Gowen Irrevocable Trust.
- F2These shares are held by the reporting person's spouse. The reporting person disclaims beneficial ownership of the shares held by her spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of her spouse's shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F3These shares are held by the Maxine Gowen Irrevocable Trust. The reporting person is the beneficiary and the Trustee of the Maxine Gowen Irrevocable Trust.
- F4This transaction involved a gift of securities by the reporting person to the Maxine Gowen Irrevocable Trust.
- F5This transaction involved a gift of securities by the reporting person to the Brian MacDonald Irrevocable Trust.
- F6These shares are held by the Brian MacDonald Irrevocable Trust. The reporting person's spouse is the beneficiary and the Trustee of the Brian MacDonald Irrevocable Trust. The reporting person disclaims beneficial ownership of the shares held by the Brian MacDonald Irrevocable Trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of her children's shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.