SEC Form 4 · accession 0001209191-17-010534
TREVENA INC · TRVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael W. Lark
Officer — Sr. VP, Research & CSO
Period of report
Feb 10, 2017
Accepted (ET)
Feb 14, 2017 · 5:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001429560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2017 | M | 12,815 | $0.682 | A | 98,460 | D | |
| Common Stock | Feb 10, 2017 | S | 23,699 | $8.00 | D | 74,761 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy)F2 | $0.682 | Feb 10, 2017 | M | 12,815 | D | — | Sep 10, 2020 | Common Stock | 12,815 | 48,362 | D |
Explanation of responses
- F112,815 of these shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on December 9, 2016 and 10,884 of these shares were sold pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 23, 2016.
- F2Immediately exercisable.