SEC Form 4 · accession 0001209191-16-146367
TREVENA INC · TRVN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Maxine Gowen
Officer — President & CEO · Director
Period of report
Sep 29, 2016
Accepted (ET)
Oct 19, 2016 · 4:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001429560
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 29, 2016 | G | 130,000 | $0.00 | D | 163,109 | D | |
| Common StockF2 | Sep 29, 2016 | G | 130,000 | $0.00 | A | 134,000 | I | By Spouse |
| Common Stock | Oct 17, 2016 | G | 135,025 | $0.00 | D | 28,084 | D | |
| Common StockF4 | Oct 17, 2016 | G | 135,025 | $0.00 | A | 135,025 | I | By Trust |
| Common Stock | Oct 17, 2016 | G | 10,000 | $0.00 | D | 18,084 | D | |
| Common StockF2 | Oct 17, 2016 | G | 10,000 | $0.00 | A | 144,000 | I | By Spouse |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction involved a gift of securities by the reporting person to her spouse.
- F2These shares are held by the reporting person's spouse. The reporting person disclaims beneficial ownership of the shares held by her spouse, and this report should not be deemed an admission that the reporting person is the beneficial owner of her spouse's shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F3This transaction involved a gift of securities by the reporting person to the Brian MacDonald Irrevocable Trust.
- F4These shares are held by the Brian MacDonald Irrevocable Trust. The reporting person's spouse is the beneficiary and the Trustee of the Brian MacDonald Irrevocable Trust. The reporting person disclaims beneficial ownership of the shares held by the Brian MacDonald Irrevocable Trust, and this report should not be deemed an admission that the reporting person is the beneficial owner of her children's shares for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.