SEC Form 4 · accession 0001144204-17-035008
PHASERX, INC. · PZRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Gordon Brandt
Officer — Chief Medical Officer
Period of report
Jun 29, 2017
Accepted (ET)
Jun 29, 2017 · 6:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001429386
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $0.95 | Jun 29, 2017 | A | 55,000 | A | — | Jun 29, 2027 | Common Stock | 55,000 | 55,000 | D |
Explanation of responses
- F1On June 29, 2017, the reporting person was granted an option to purchase shares of common stock. The option vests in 1/48th equal installments on each monthly anniversary of June 29, 2017, and subject to the reporting person's continued service to the Issuer.