SEC Form 4 · accession 0001144204-17-000258
PHASERX, INC. · PZRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Shing-Yin Tsui
Officer — Senior VP, Finance, Secretary
Period of report
Dec 31, 2016
Accepted (ET)
Jan 3, 2017 · 5:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001429386
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $1.45 | Dec 31, 2016 | A | 20,000 | A | — | Dec 31, 2026 | Common Stock | 20,000 | 20,000 | D |
Explanation of responses
- F1On December 31, 2016, the reporting person was granted an option to purchase shares of common stock. The option vests in 1/48th equal installments on each monthly anniversary of December 31, 2016, and subject to the reporting person's continued service to the Issuer.