SEC Form 4 · accession 0001144204-16-104468
PHASERX, INC. · PZRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael Houston
Officer — Chief Scientific Officer
Period of report
May 23, 2016
Accepted (ET)
May 24, 2016 · 3:35 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001429386
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $1.81 | May 23, 2016 | A | 52,432 | A | — | Feb 8, 2026 | Common Stock | 52,432 | 52,432 | D |
Explanation of responses
- F1On February 8, 2016 the reporting person was granted an option to purchase shares of common stock. The option vests in 1/48th equal installments on each monthly anniversary of May 23, 2016, the date of the consummation of the Issuer's initial public offering, and subject to the reporting person's continued service to the Issuer.