SEC Form 3 · accession 0001035443-16-000176
PHASERX, INC. · PZRX
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
ALEXANDRIA REAL ESTATE EQUITIES INC
10% Owner
Period of report
May 17, 2016
Accepted (ET)
May 18, 2016 · 12:04 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001429386
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | holding | — | — | — | 258,166 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Reflects a 1-for-10.656096 reverse stock split effected on May 17, 2016.
- F2The securities are held directly by Alexandria Equities, LLC, a wholly owned subsidiary of Alexandria Real Estate Equities, Inc., which has the exclusive power to vote and dispose of the securities directly owned by Alexandria Equities, LLC.