SEC Form 4 · accession 0001428875-19-000005
SERVICEMASTER GLOBAL HOLDINGS INC · SERV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony DiLucente
Officer — Sr. Vice President & CFO
Period of report
Feb 18, 2019
Accepted (ET)
Feb 20, 2019 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 18, 2019 | M | 4,047 | $0.00 | A | 17,429 | D | |
| Common StockF2,F3 | Feb 19, 2019 | F | 1,683 | $39.7682 | D | 15,746 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF4,F1 | — | Feb 18, 2019 | M | 4,047 | D | — | — | Common Stock | 4,047 | 8,094 | D |
| Employee Stock OptionsF4 | $40.04 | Feb 18, 2019 | A | 22,796 | A | — | Feb 18, 2027 | Common Stock | 22,796 | 22,796 | D |
| Employee Stock Options (Right To Buy)F5 | $37.07 | Feb 18, 2018 | J | 37,405 | A | — | Feb 18, 2028 | Common Stock | 37,405 | 37,045 | D |
| Restricted Stock UnitsF6 | — | Feb 18, 2019 | A | 4,521 | A | — | — | Common Stock | 4,521 | 4,521 | D |
Explanation of responses
- F1Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on February 18, 2018, and vest and settle in three equal installments on the first three anniversaries of the grant date, subject to continued employment with the Company.
- F2The reporting person is reporting the sale of shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting and delivery of shares.
- F3The price reported in Table 1, Column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $39.71-$39.9286, inclusive the reporting person undertakes to provide ServiceMaster, any security holder of ServiceMaster, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- F4These stock options were granted on February 18, 2019, and vest and become exercisable in three equal annual installments on the first three anniversaries of the grant date, subject to continued employment.
- F5On October 3, 2018, a Form 4 was filed restating Mr. DiLucente's holdings, and the filing inadvertently transposed a number, the correct number of Employee Stock Options dated February 18, 2018 is 37,405.
- F6Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on February 18, 2019, and vest and settle in three equal installments on the first three anniversaries of the grant date, subject to continued employment with the Company.