SEC Form 4 · accession 0001428875-19-000003
SERVICEMASTER GLOBAL HOLDINGS INC · SERV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony DiLucente
Officer — Sr. Vice President & CFO
Period of report
Jan 24, 2019
Accepted (ET)
Jan 25, 2019 · 5:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 24, 2019 | M | 3,279 | — | A | 14,823 | D | |
| Common StockF2,F3 | Jan 24, 2019 | F | 1,441 | $38.4412 | D | 13,382 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Jan 24, 2019 | M | 3,279 | D | — | — | Common Stock | 3,279 | 3,279 | D |
Explanation of responses
- F1Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on January 24, 2017, and vest and settle in three equal installments on the first three anniversaries of the grant date, subject to continued employment with the Company.
- F2The reporting person is reporting the sale of shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting and delivery of shares.
- F3The price reported in Table 1, Column is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.42-$38.4413.