SEC Form 4 · accession 0001428875-18-000088

SERVICEMASTER GLOBAL HOLDINGS INC · SERV

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Timothy M Haynes

Officer — Former President of AHS

Period of report

May 3, 2018

Accepted (ET)

May 7, 2018 · 7:01 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001428875

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock^F1	May 3, 2018	S	21,733	$53.1872	D	0	D
Common Stock^F2	May 3, 2018	M	7,114	$0.00	A	7,114	D
Common Stock^F3	May 3, 2018	M	13,808	$0.00	A	20,922	D
Common Stock^F4	May 3, 2018	M	8,333	$0.00	A	29,255	D
Common Stock^F5	May 3, 2018	M	4,375	$0.00	A	33,630	D
Common Stock^F6	May 3, 2018	S	33,630	$53.1787	D	0	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	D/I
Employee Stock Option (Right to Buy)^F2	$38.41	May 3, 2018	M	7,114	D	—	—	Common Stock	7,114	D
Employee Stock Option (Right to Buy)^F3	$39.59	May 3, 2018	M	13,808	D	—	—	Common Stock	13,808	D
Employee Stock Option (Right to Buy)^F4	$12.00	May 3, 2018	M	8,333	D	—	—	Common Stock	8,333	D
Employee Stock Option (Right to Buy)^F5	$11.43	May 3, 2018	M	4,375	D	—	—	Common Stock	4,375	D

Explanation of responses

F1The price reported in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00-$53.39, inclusive. The reporting person undertakes to provide ServiceMaster, any security holder of ServiceMaster, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
F2These stock options were granted on February 20, 2017, and vest and became exercisable in four equal annual installments on the first anniversary of the grant date, subject to continued employment. The remaining unvested stock options have been forfeited.
F3These stock options were granted on February 22, 2016, and vest and became exercisable in four equal annual installments on the first anniversary of the grant date, subject to continued employment. The remaining unvested stock options have been forfeited.
F4These stock options were granted on March 18, 2014, and vest and became exercisable in four equal annual installments on the first anniversary of the grant date, subject to continued employment.
F5These stock options were granted on August 28, 2013, and vest and became exercisable in four equal annual installments on the first anniversary of the grant date, subject to continued employment.
F6The price reported in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.00-$53.31, inclusive. The reporting person undertakes to provide ServiceMaster, any security holder of ServiceMaster, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.