SEC Form 4 · accession 0001428875-18-000050
SERVICEMASTER GLOBAL HOLDINGS INC · SERV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James T Lucke
Officer — Former Gen Counsel & Sec
Period of report
Mar 31, 2018
Accepted (ET)
Apr 3, 2018 · 4:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 31, 2018 | M | 4,519 | — | A | 4,519 | D | |
| Common StockF2 | Apr 2, 2018 | F | 1,813 | $49.9513 | D | 2,706 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Mar 31, 2018 | M | 4,519 | D | — | — | Common Stock | 4,519 | 0 | D |
Explanation of responses
- F1Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on July 26, 2017. The remaining 6,624 restricted stock units have been forfeited.
- F2The reporting person is reporting the sale of shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting and delivery shares.