SEC Form 4 · accession 0001428875-18-000044
SERVICEMASTER GLOBAL HOLDINGS INC · SERV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James T Lucke
Officer — SVP, General Counsel & Sec.
Period of report
Mar 12, 2018
Accepted (ET)
Mar 13, 2018 · 7:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 12, 2018 | M | 5,691 | — | A | 5,691 | D | |
| Common StockF2 | Mar 12, 2018 | M | 11,046 | — | A | 16,737 | D | |
| Common StockF4 | Mar 12, 2018 | S | 16,737 | $51.7025 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right To Buy)F2 | $39.59 | Mar 12, 2018 | M | 11,046 | D | — | Feb 26, 2026 | Common Stock | 11,046 | 11,046 | D |
| Employees Stock Options (Right To Buy)F1 | $38.41 | Mar 12, 2018 | M | 5,691 | D | — | Feb 20, 2027 | Common Stock | 5,691 | 17,071 | D |
Explanation of responses
- F1These stock options were granted on February 20, 2017, and vest and become exercisable in four equal annual installments on the first anniversary of the grant date, subject to continued employment with the Company.
- F2These stock options were granted on February 26, 2016, and vest and become exercisable in four equal annual installments on the first anniversary of the grant date, subject to continued employment with the Company.
- F3The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F4The price reported in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $51.49-$52.00, inclusive. The reporting person undertakes to provide ServiceMaster, any security holder of ServiceMaster, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.