SEC Form 4 · accession 0001428875-18-000035
SERVICEMASTER GLOBAL HOLDINGS INC · SERV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Marvin Davis
Officer — Former Chief Mktg & Strat Ofc
Period of report
Feb 28, 2018
Accepted (ET)
Mar 2, 2018 · 5:17 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 2, 2018 | M | 4,743 | — | A | 7,959 | D | |
| Common StockF2 | Feb 28, 2018 | M | 2,930 | — | A | 10,889 | D | |
| Common StockF3,F4 | Mar 2, 2018 | F | 743 | $49.8345 | D | 10,146 | D | |
| Common StockF5 | Mar 2, 2018 | S | 4,743 | $49.571 | D | 5,403 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (Right To Buy)F1 | $38.41 | Mar 2, 2018 | M | 4,743 | D | — | — | Common Stock | 4,743 | 0 | D |
| Restricted Stock UnitsF2 | — | Mar 2, 2018 | M | 2,930 | D | — | — | Common Stock | 2,930 | 0 | D |
Explanation of responses
- F1The stock options were granted on February 20, 2017, and vested and became exercisable in four equal annual installments on the first four anniversaries of the grant date. The remaining 14,226 unvested stock options that were granted on February 20, 2017, have been forfeited.
- F2Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on July 26, 2017. The remaining 16,037 restricted stock units have been forfeited.
- F3The reporting person is reporting the sale of shares of common stock to satisfy the reporting person's tax withholding obligations in connection with the vesting and delivery of the shares.
- F4The price reported in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.8258-$49.835, inclusive. The reporting person undertakes to provide ServiceMaster, any security holder of ServiceMaster, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- F5The price reported in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $49.50-$49.79, inclusive. The reporting person undertakes to provide ServiceMaster, any security holder of ServiceMaster, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.