SEC Form 4 · accession 0001428875-17-000166
SERVICEMASTER GLOBAL HOLDINGS INC · SERV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James T Lucke
Officer — SVP, General Counsel & Sec.
Period of report
Dec 11, 2017
Accepted (ET)
Dec 12, 2017 · 4:16 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 11, 2017 | M | 21,000 | — | A | 21,000 | D | |
| Common StockF3 | Dec 11, 2017 | S | 21,000 | $50.2404 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $12.00 | Dec 11, 2017 | M | 21,000 | D | — | Dec 11, 2023 | Common Stock | 21,000 | 0 | D |
Explanation of responses
- F1These stock options were granted on December 11, 2013, and vested and became exercisable in four equal annual installments on the first anniversary of the grant date.
- F2The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
- F3The price reported in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $50.01-50.58, inclusive. The reporting person undertakes to provide ServiceMaster, any security holder of ServiceMaster, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.