SEC Form 4 · accession 0001428875-17-000135
SERVICEMASTER GLOBAL HOLDINGS INC · SERV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Kay Wegner
Officer — Pres., Franchise Svcs Group
Period of report
Aug 8, 2017
Accepted (ET)
Aug 10, 2017 · 4:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 8, 2017 | M | 1,750 | — | A | 5,572 | D | |
| Common StockF2 | Aug 8, 2017 | M | 13,126 | — | A | 18,698 | D | |
| Common StockF3 | Aug 8, 2017 | M | 4,143 | — | A | 22,841 | D | |
| Common StockF4 | Aug 8, 2017 | S | 19,019 | $44.4019 | D | 3,822 | D | |
| Common StockF5 | Aug 8, 2017 | S | 3,822 | $44.3957 | D | 0 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F1 | $11.43 | Aug 8, 2017 | M | 1,750 | D | — | May 28, 2020 | Common Stock | 1,750 | 0 | D |
| Employee Stock Options (right to buy)F2 | $11.43 | Aug 8, 2017 | M | 13,126 | D | — | Sep 13, 2023 | Common Stock | 13,126 | 6,562 | D |
| Employee Stock Options (right to buy)F3 | $39.59 | Aug 8, 2017 | M | 4,143 | D | — | Feb 22, 2026 | Common Stock | 4,143 | 12,426 | D |
Explanation of responses
- F1The stock options were granted on May 28, 2010, and vested and became exercisable in four equal annual installments on the first four anniversaries of the grant date.
- F2The stock options were granted on September 13, 2013, and vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the company.
- F3The stock options were granted on February 22, 2016, and will vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the company.
- F4The price reported in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.38-$44.435, inclusive. The reporting person undertakes to provide ServiceMaster, any security holder of ServiceMaster, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- F5The price in Table 1, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.3947-44.40, inclusive. The reporting person undertakes to provide ServiceMaster, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.