SEC Form 4 · accession 0001428875-17-000127
SERVICEMASTER GLOBAL HOLDINGS INC · SERV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Timothy M Haynes
Officer — Pres., American Home Shield
Period of report
Aug 2, 2017
Accepted (ET)
Aug 4, 2017 · 6:21 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 2, 2017 | M | 12,498 | — | A | 29,833 | D | |
| Common StockF2 | Aug 2, 2017 | M | 13,125 | — | A | 42,958 | D | |
| Common StockF3 | Aug 2, 2017 | M | 20,000 | — | A | 62,958 | D | |
| Common StockF4 | Aug 2, 2017 | S | 45,623 | $44.4839 | D | 17,335 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Options (right to buy)F1 | $16.01 | Aug 2, 2017 | M | 12,498 | D | — | Mar 21, 2022 | Common Stock | 12,498 | 0 | D |
| Employee Stock Options (right to buy)F2 | $11.43 | Aug 2, 2017 | M | 13,125 | D | — | Aug 28, 2023 | Common Stock | 13,125 | 4,375 | D |
| Employee Stock Options (right to buy)F3 | $12.00 | Aug 2, 2017 | M | 20,000 | D | — | Mar 18, 2024 | Common Stock | 20,000 | 13,333 | D |
Explanation of responses
- F1These stock options were granted on March 21, 2012, and vested and became exercisable in four equal annual installments on the first four anniversaries of the grant date.
- F2These stock options were granted on August 28, 2013, and vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.
- F3These stock options were granted on March 18, 2014 and vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.
- F4The price in Table 1, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $44.26-$44.735, inclusive. The reporting person undertakes to provide ServiceMaster, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.