SEC Form 4 · accession 0001428875-17-000121
SERVICEMASTER GLOBAL HOLDINGS INC · SERV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Nikhil M Varty
Officer — Chief Executive Officer
Period of report
Jul 26, 2017
Accepted (ET)
Jul 28, 2017 · 5:44 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428875
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Performance Restricted Stock UnitsF1 | — | Jul 26, 2017 | A | 35,562 | A | — | — | Common Stock | 35,562 | 35,562 | D |
| Employee Stock OptionsF2 | $42.18 | Jul 26, 2017 | A | 100,241 | A | — | Jul 26, 2027 | Common Stock | 100,241 | 100,241 | D |
| Restricted StockF3 | — | Jul 26, 2017 | A | 11,854 | A | — | — | Common Stock | 11,854 | 11,854 | D |
Explanation of responses
- F1The Performance Restricted Stock Units were granted on July 26, 2017, and will vest on, among other events, the completion of the spin-off of American Home Shield from the company, which was announced on July 26, 2017.
- F2The stock options were granted on July 26, 2017, and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.
- F3The restricted stock was granted on July 26, 2017, and will vest and settle on July 26, 2018.