SEC Form 4 · accession 0001428875-17-000062
SERVICEMASTER GLOBAL HOLDINGS INC · SERV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James T Lucke
Officer — SVP, General Counsel & Sec.
Period of report
Feb 27, 2017
Accepted (ET)
Feb 28, 2017 · 4:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 27, 2017 | M | 21,000 | — | A | 30,230 | D | |
| Common StockF2 | Feb 27, 2017 | S | 21,000 | $40.0488 | D | 9,230 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (Right To Buy)F1 | $12.00 | Feb 27, 2017 | M | 21,000 | D | — | Dec 11, 2023 | Common Stock | 21,000 | 21,000 | D |
Explanation of responses
- F1These stock options were granted on December 11, 2013, and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.
- F2The price reported in Table 1, Column 4 is an average weighted price. These shares were sold in multiple transactions at prices ranging from $39.87-$40.16, inclusive. The reporting person undertakes to provide ServiceMaster, any security holder of ServiceMaster, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.