SEC Form 4 · accession 0001428875-16-000258
SERVICEMASTER GLOBAL HOLDINGS INC · SERV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mary Kay Wegner
Officer — SVP, Service & Operations TMX
Period of report
Nov 8, 2016
Accepted (ET)
Nov 9, 2016 · 6:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 8, 2016 | M | 13,562 | — | A | 16,027 | D | |
| Common StockF3 | Nov 8, 2016 | S | 13,562 | $36.5104 | D | 2,465 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF1 | $11.43 | Nov 8, 2016 | M | 6,562 | D | — | Sep 13, 2023 | Common Stock | 6,562 | 19,688 | D |
| Employee Stock OptionsF2 | $11.43 | Nov 8, 2016 | M | 7,000 | D | — | May 28, 2020 | Common Stock | 7,000 | 1,750 | D |
Explanation of responses
- F1These stock options were granted on September 13, 2013, and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.
- F2The stock options were granted on May 28, 2010, and vested and became exercisable in four equal annual installments on the first four anniversaries of the grant date.
- F3The price in Table 1, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.33-36.70, inclusive. The reporting person undertakes to provide ServiceMaster, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.