SEC Form 4 · accession 0001428875-16-000228
SERVICEMASTER GLOBAL HOLDINGS INC · SERV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Alan Haughie
Officer — Senior Vice President & CFO
Period of report
Sep 16, 2016
Accepted (ET)
Sep 19, 2016 · 4:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 16, 2016 | M | 21,875 | $0.00 | A | 94,761 | D | |
| Common STockF2 | Sep 16, 2016 | F | 9,190 | $36.1532 | D | 85,571 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1,F3 | — | Sep 16, 2016 | M | 21,875 | D | — | — | Common Stock | 21,875 | 0 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one for one basis due to vesting on September 16, 2016.
- F2The price in Table 1, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.09-36.29, inclusive. The reporting person undertakes to provide ServiceMaster, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- F3Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on September 16, 2013, and vested and settled in three equal installments on the first three anniversaries of the grant date.