SEC Form 4 · accession 0001428875-16-000223
SERVICEMASTER GLOBAL HOLDINGS INC · SERV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert J Gillette
Officer — Chief Executive Officer · Director
Period of report
Sep 13, 2016
Accepted (ET)
Sep 14, 2016 · 6:40 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 13, 2016 | M | 87,500 | $0.00 | A | 481,740 | D | |
| Common StockF2 | Sep 14, 2016 | F | 37,375 | $35.9576 | D | 444,365 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Sep 13, 2016 | M | 87,500 | D | — | — | Common Stock | 87,500 | 0 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one for one basis due to vesting on September 13, 2016.
- F2The price in Table 1, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $$35.80-$36.25, inclusive. The reporting person undertakes to provide ServiceMaster, or staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- F3Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on September 13, 2013, and vested and settled in three equal installments on the first three anniversaries of the grant date.