SEC Form 4 · accession 0001428875-16-000171
SERVICEMASTER GLOBAL HOLDINGS INC · SERV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J Barry
Officer — Chief Marketing & Strategy Ofc
Period of report
Mar 10, 2016
Accepted (ET)
Mar 14, 2016 · 5:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2,F3 | Mar 10, 2016 | M | 61,084 | — | A | 126,714 | D | |
| Common StockF4 | Mar 10, 2016 | S | 31,101 | $38.47 | D | 95,613 | D | |
| Common StockF5 | Mar 10, 2016 | S | 29,983 | $38.75 | D | 65,630 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock OptionsF1 | $17.15 | Mar 10, 2016 | M | 29,166 | D | — | Sep 28, 2022 | Common Stock | 29,166 | 29,166 | D |
| Employee Stock OptionsF2 | $11.43 | Mar 10, 2016 | M | 8,750 | D | — | Aug 28, 2023 | Common Stock | 8,750 | 17,500 | D |
| Employee Stock OptionsF3 | $23.98 | Mar 10, 2016 | M | 23,168 | D | — | Oct 31, 2024 | Common Stock | 23,168 | 69,502 | D |
Explanation of responses
- F1These stock options were granted on September 28, 2012, and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.
- F2These stock options were granted on August 28, 2013, and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.
- F3These stock options were granted on October 31, 2014, and are scheduled to vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.
- F4The price reported in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.12-$38.57, inclusive. The reporting person undertakes to provide ServiceMaster, any security holder of ServiceMaster, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- F5The price reported in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.5702-$39.15, inclusive. The reporting person undertakes to provide ServiceMaster, any security holder of ServiceMaster, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.