SEC Form 4 · accession 0001428875-15-000071
SERVICEMASTER GLOBAL HOLDINGS INC · SERV
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark J Barry
Officer — President, AHS & FSG
Period of report
Aug 28, 2015
Accepted (ET)
Aug 31, 2015 · 5:36 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428875
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 28, 2015 | M | 4,861 | — | A | 58,880 | D | |
| Common StockF2 | Aug 28, 2015 | F | 2,058 | $35.0516 | D | 56,822 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3 | — | Aug 28, 2015 | M | 4,861 | D | — | — | Common Stock | 4,861 | 4,861 | D |
Explanation of responses
- F1Restricted Stock Units convert into common stock on a one for one basis due to vesting on August 28, 2015.
- F2The price in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $35.0501-$35.0532, inclusive. The reporting person undertakes to provide ServiceMaster, any security holder of ServiceMaster, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
- F3Each unit is the economic equivalent of one share of the Company's common stock. The restricted stock units were granted on August 28, 2013, and vest and settle in three equal installments on the first three anniversaries of the grant date.