SEC Form 4 · accession 0001428875-15-000049

SERVICEMASTER GLOBAL HOLDINGS INC · SERV

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Mark J Barry

Officer — President, AHS & FSG

Period of report

May 18, 2015

Accepted (ET)

May 20, 2015 · 5:02 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001428875

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	May 18, 2015	M	58,333	$17.15	A	128,887	D
Common Stock	May 18, 2015	M	66,666	$12.00	A	195,553	D
Common Stock	May 18, 2015	M	8,750	$11.43	A	204,303	D
Common Stock^F1	May 18, 2015	S	133,749	$36.1371	D	70,554	D
Common Stock^F2	May 18, 2015	S	25,000	$36.3645	D	45,554	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Options (right to buy)^F1,F3	$17.15	May 18, 2015	M	58,333	D	—	Sep 28, 2022	Common Stock	58,333	58,332	D
Employee Stock Options^F4,F1	$12.00	May 18, 2015	M	66,666	D	—	Mar 18, 2024	Common Stock	66,666	0	D
Employee Stock Options (right to buy)^F1,F5	$11.43	May 18, 2015	M	8,750	D	—	Aug 28, 2023	Common Stock	8,750	26,250	D

Explanation of responses

F1The price in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00-$36.63, inclusive. The reporting person undertakes to provide ServiceMaster, any security holder of ServiceMaster, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
F2The price in Table I, Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00-$36.70, inclusive. The reporting person undertakes to provide ServiceMaster, any security holder of ServiceMaster, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Form 4.
F3These stock options were granted on September 28, 2012, and vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.
F4These stock options were granted on March 18, 2014, and 50% vested and became exercisable when the Company's stock price reached $24; and another 50% vested and became exercisable when the Company's stock price reached $36 per share.
F5These stock options were granted on August 28, 2013, and vest and become exercisable in four equal annual installments on the first four anniversaries of the grant date, subject to continued employment with the Company.