SEC Form 4 · accession 0001209191-16-093276
SolarWinds, Inc. · SWI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin B Thompson
Officer — Director, President & CEO · Director
Period of report
Jan 20, 2016
Accepted (ET)
Jan 22, 2016 · 5:57 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 20, 2016 | M | 2,701 | $18.87 | A | 451,837 | D | |
| Common Stock | Jan 20, 2016 | M | 4,400 | $20.06 | A | 456,237 | D | |
| Common Stock | Jan 20, 2016 | M | 5,153 | $28.03 | A | 461,390 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $18.87 | Jan 20, 2016 | M | 2,701 | D | — | Feb 25, 2020 | Common Stock | 2,701 | 62,099 | D |
| Employee Stock Option (right to buy)F2 | $20.06 | Jan 21, 2016 | M | 4,400 | D | — | Jan 4, 2021 | Common Stock | 4,400 | 89,400 | D |
| Employee Stock Option (right to buy)F3 | $28.03 | Jan 20, 2016 | M | 5,153 | D | — | Jan 4, 2022 | Common Stock | 5,153 | 174,007 | D |
Explanation of responses
- F11/4 of the shares vested and became exercisable on February 25, 2011 and 1/48 of the shares vested and became exercisable each month thereafter.
- F21/4 of the shares vested and became exercisable on January 4, 2012 and 1/48 of the shares vested and became exercisable each month thereafter.
- F31/60th of the shares vested and became exercisable on February 4, 2012 and each month thereafter.