SEC Form 4 · accession 0001209191-15-079770

SolarWinds, Inc. · SWI

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, Pres. Bus.Operations

Period of report

Nov 10, 2015

Accepted (ET)

Nov 12, 2015 · 5:24 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001428669

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Nov 10, 2015	M	2,025	$18.87	A	90,399	D
Common Stock	Nov 10, 2015	M	2,449	$20.06	A	92,848	D
Common Stock	Nov 10, 2015	M	3,517	$28.03	A	96,365	D
Common Stock^F1,F2	Nov 10, 2015	S	27,629	$58.0036	D	68,736	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Employee Stock Option (right to buy)^F3	$18.87	Nov 10, 2015	M	2,025	D	—	Feb 25, 2020	Common Stock	2,025	676	D
Employee Stock Option (right to buy)^F4	$20.06	Nov 10, 2015	M	2,449	D	—	Jan 4, 2021	Common Stock	2,449	4,406	D
Employee Stock Option (right to buy)^F5	$28.03	Nov 10, 2015	M	3,517	D	—	Jan 4, 2022	Common Stock	3,517	40,763	D

F1Shares sold pursuant to a 10b5-1 Trading Plan.
F2This transaction was executed in multiple trades at prices ranging from $57.98 to $58.16, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and each separate price within the ranges set forth in this footnote.
F31/4 of the shares vested and became exercisable on February 25, 2011 and 1/48 of the shares vested and became exercisable each month thereafter.
F41/4 of the shares vested and became exercisable on January 4, 2012 and 1/48 of the shares vested and became exercisable each month thereafter.
F51/60th of the shares vested and became exercisable on February 4, 2012 and each month thereafter.