SEC Form 4 · accession 0001209191-15-069964
SolarWinds, Inc. · SWI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen F Siminoff
Director
Period of report
Sep 8, 2015
Accepted (ET)
Sep 9, 2015 · 5:16 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 8, 2015 | M | 1,804 | $9.40 | A | 19,131 | D | |
| Common StockF1 | Sep 8, 2015 | S | 1,804 | $40.00 | D | 17,327 | D | |
| Common Stock | holding | — | — | — | 5,000 | I | By The D&E Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $9.40 | Sep 8, 2015 | M | 1,804 | D | — | Jun 20, 2018 | Common Stock | 1,804 | 4,980 | D |
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 Trading Plan.
- F21/3rd of the shares vested and became exercisable on the June 4, 2009 and 1/36th vested and became exercisable each month thereafter.