SEC Form 4 · accession 0001209191-15-051416
SolarWinds, Inc. · SWI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen F Siminoff
Director
Period of report
Jun 5, 2015
Accepted (ET)
Jun 9, 2015 · 4:13 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 5, 2015 | M | 1,804 | $9.40 | A | 19,131 | D | |
| Common StockF1 | Jun 5, 2015 | S | 1,804 | $48.06 | D | 17,327 | D | |
| Common Stock | holding | — | — | — | 5,000 | I | By The D&E Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F2 | $9.40 | Jun 5, 2015 | M | 1,804 | D | — | Jun 20, 2018 | Common Stock | 1,804 | 10,392 | D |
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 Trading Plan.
- F21/3rd of the shares vested and became exercisable on the June 4, 2009 and 1/36th vested and became exercisable each month thereafter.