SEC Form 4 · accession 0001209191-15-043860
SolarWinds, Inc. · SWI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Steven Cakebread
Director
Period of report
May 14, 2015
Accepted (ET)
May 18, 2015 · 5:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | May 14, 2015 | A | 3,604 | $0.00 | A | 9,536 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F2 | $48.55 | May 14, 2015 | A | 8,816 | A | — | May 14, 2025 | Common Stock | 8,816 | 8,816 | D |
Explanation of responses
- F1Represents restricted stock units awarded pursuant to the annual equity grant under the issuer's director compensation plan that entitle the reporting person to receive one share of issuer's common stock per restricted stock unit. The restricted stock units will fully vest on the earlier of the date of the issuer's 2016 annual meeting of stockholders and December 31, 2016, subject to continued service through the applicable date.
- F2Represents stock options awarded pursuant to the annual equity grant under the issuer's director compensation plan. All of the shares will fully vest on the earlier of the date of the issuer's 2016 annual meeting of stockholders and December 31, 2016, subject to continued service through the applicable date.