SEC Form 4 · accession 0001209191-15-023707
SolarWinds, Inc. · SWI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ellen F Siminoff
Director
Period of report
Mar 5, 2015
Accepted (ET)
Mar 6, 2015 · 6:18 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428669
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 5, 2015 | M | 2,000 | $18.41 | A | 15,723 | D | |
| Common StockF1,F2 | Mar 5, 2015 | S | 2,000 | $48.9465 | D | 13,723 | D | |
| Common Stock | holding | — | — | — | 5,000 | I | By The D&E Living Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy) | $18.41 | Mar 5, 2015 | M | 2,000 | D | May 19, 2011 | May 21, 2020 | Common Stock | 2,000 | 6,969 | D |
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 Trading Plan.
- F2This transaction was executed in multiple trades at prices ranging from $48.60 to $49.55, inclusive. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares sold and each separate price within the ranges set forth in this footnote.