SEC Form 4 · accession 0001951665-26-000026
ROKU, INC · ROKU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Collier
Officer — President, Roku Media
Period of report
Sep 4, 2026
Accepted (ET)
Sep 9, 2026 · 5:44 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001428439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 4, 2026 | M | 10,269 | $49.59 | A | 32,969 | D | |
| Class A Common StockF1,F2 | Sep 4, 2026 | S | 8,843 | $156.87 | D | 24,126 | D | |
| Class A Common StockF1,F3 | Sep 4, 2026 | S | 1,426 | $157.73 | D | 22,700 | D | |
| Class A Common Stock | Sep 4, 2026 | M | 10,269 | $49.59 | A | 32,969 | D | |
| Class A Common StockF1,F4 | Sep 4, 2026 | S | 8,843 | $156.87 | D | 24,126 | D | |
| Class A Common StockF1,F5 | Sep 4, 2026 | S | 1,426 | $157.73 | D | 22,700 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F6 | $49.59 | Sep 4, 2026 | M | 10,269 | D | — | Nov 3, 2032 | Class A Common Stock | 10,269 | 51,345 | D |
| Employee Stock Option (right to buy)F6 | $49.59 | Sep 4, 2026 | M | 10,269 | D | — | Nov 3, 2032 | Class A Common Stock | 10,269 | 41,076 | D |
Explanation of responses
- F1Shares sold pursuant to Mr. Collier's 10b5-1 plan.
- F2The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.43 to $157.29 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F3The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.64 to $157.77 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.44 to $157.29 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.64 to $157.75 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F6This stock option vests in 48 substantially equal monthly installments. The first installment vested on December 4, 2022.