SEC Form 4 · accession 0001951665-26-000024
ROKU, INC · ROKU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Collier
Officer — President, Roku Media
Period of report
Sep 1, 2026
Accepted (ET)
Sep 3, 2026 · 7:41 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001428439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 1, 2026 | M | 29,340 | $0.00 | A | 44,540 | D | |
| Class A Common StockF1 | Sep 1, 2026 | F | 14,773 | $155.53 | D | 29,767 | D | |
| Class A Common StockF2,F3 | Sep 2, 2026 | S | 521 | $155.81 | D | 29,246 | D | |
| Class A Common StockF2,F4 | Sep 2, 2026 | S | 740 | $156.87 | D | 28,506 | D | |
| Class A Common StockF2,F5 | Sep 2, 2026 | S | 506 | $157.84 | D | 28,000 | D | |
| Class A Common StockF2,F6 | Sep 2, 2026 | S | 671 | $156.02 | D | 27,329 | D | |
| Class A Common StockF2,F7 | Sep 2, 2026 | S | 655 | $157.01 | D | 26,674 | D | |
| Class A Common StockF2,F8 | Sep 2, 2026 | S | 441 | $157.92 | D | 26,233 | D | |
| Class A Common StockF2,F9 | Sep 2, 2026 | S | 993 | $155.80 | D | 25,240 | D | |
| Class A Common StockF2,F10 | Sep 2, 2026 | S | 1,390 | $156.84 | D | 23,850 | D | |
| Class A Common StockF2,F11 | Sep 2, 2026 | S | 1,150 | $157.84 | D | 22,700 | D | |
| Class A Common Stock | holding | — | — | — | 600 | I | Charles D. Collier Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF12,F13 | — | Sep 1, 2026 | M | 29,340 | D | — | — | Class A Common Stock | 29,340 | 29,340 | D |
Explanation of responses
- F1Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 1, 2026.
- F10The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.50 to $157.39 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F11The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.51 to $158.06 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F12Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
- F13This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.
- F2Shares sold pursuant to Mr. Collier's 10b5-1 plan.
- F3The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.50 to $156.28 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F4The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.53 to $157.49 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F5The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.54 to $157.98 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F6The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.64 to $156.61 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F7The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $156.66 to $157.54 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F8The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $157.61 to $158.10 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- F9The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $155.50 to $156.44 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.