SEC Form 4 · accession 0001951665-26-000014
ROKU, INC · ROKU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Collier
Officer — President, Roku Media
Period of report
Jun 1, 2026
Accepted (ET)
Jun 3, 2026 · 6:38 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001428439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 1, 2026 | M | 29,340 | $0.00 | A | 37,040 | D | |
| Class A Common StockF1 | Jun 1, 2026 | F | 14,773 | $129.03 | D | 22,267 | D | |
| Class A Common StockF2 | Jun 2, 2026 | S | 7,067 | $127.26 | D | 15,200 | D | |
| Class A Common Stock | holding | — | — | — | 600 | I | Charles D. Collier Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | Jun 1, 2026 | M | 29,340 | D | — | — | Class A Common Stock | 29,340 | 58,680 | D |
Explanation of responses
- F1Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on June 1, 2026.
- F2Shares sold pursuant to Mr. Collier's 10b5-1 plan.
- F3Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
- F4This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on March 1, 2023.