SEC Form 4 · accession 0001834902-26-000022
ROKU, INC · ROKU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dan Jedda
Officer — CFO & COO
Period of report
Sep 1, 2026
Accepted (ET)
Sep 3, 2026 · 7:44 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001428439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Sep 1, 2026 | M | 26,133 | $0.00 | A | 92,096 | D | |
| Class A Common StockF1 | Sep 1, 2026 | F | 10,285 | $155.53 | D | 81,811 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Sep 1, 2026 | M | 17,726 | D | — | — | Class A Common Stock | 17,726 | 53,179 | D |
| Restricted Stock UnitF2,F4 | — | Sep 1, 2026 | M | 4,221 | D | — | — | Class A Common Stock | 4,221 | 0 | D |
| Restricted Stock UnitF2,F5 | — | Sep 1, 2026 | M | 4,186 | D | — | — | Class A Common Stock | 4,186 | 16,742 | D |
Explanation of responses
- F1Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on September 1, 2026.
- F2Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
- F3This RSU vests in sixteen substantially equal quarterly installments. The first installment vested on September 1, 2023.
- F4This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day).
- F5This RSU vests in eight substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day).