SEC Form 4 · accession 0001767033-26-000004
ROKU, INC · ROKU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mustafa Ozgen
Officer — Pres, Devices, Prod, and Tech
Period of report
Jun 1, 2026
Accepted (ET)
Jun 3, 2026 · 6:28 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001428439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 1, 2026 | M | 16,150 | $0.00 | A | 35,736 | D | |
| Class A Common StockF1 | Jun 1, 2026 | F | 6,357 | $129.03 | D | 29,379 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Jun 1, 2026 | M | 4,910 | D | — | — | Class A Common Stock | 4,910 | 4,910 | D |
| Restricted Stock UnitF2,F4 | — | Jun 1, 2026 | M | 6,790 | D | — | — | Class A Common Stock | 6,790 | 33,949 | D |
| Restricted Stock UnitF2,F5 | — | Jun 1, 2026 | M | 4,450 | D | — | — | Class A Common Stock | 4,450 | 40,055 | D |
Explanation of responses
- F1Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on June 1, 2026.
- F2Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
- F3This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.
- F4This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024.
- F5This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day).