SEC Form 4 · accession 0001716837-26-000024
ROKU, INC · ROKU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony J. Wood
Officer — CEO and Chairman BOD · Director · 10% Owner
Period of report
Aug 13, 2026
Accepted (ET)
Aug 17, 2026 · 7:09 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001428439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Aug 13, 2026 | G | 64,976 | $0.00 | D | 0 | I | The Anthony J. Wood 2024 Annuity Trust V-B |
| Class A Common StockF1 | Aug 13, 2026 | G | 44,795 | $0.00 | A | 92,276 | I | Wood 2020 Nonexempt Irrevocable Trust |
| Class A Common StockF2 | Aug 13, 2026 | G | 20,181 | $0.00 | A | 20,181 | I | Wood 2017 Revocable Trust |
| Class A Common Stock | holding | — | — | — | 26,927 | D | ||
| Class A Common Stock | holding | — | — | — | 42,500 | I | Wood 2020 Irrevocable Trust | |
| Class A Common Stock | holding | — | — | — | 82,034 | I | The Anthony J. Wood 2025 Annuity Trust V | |
| Class A Common Stock | holding | — | — | — | 81,445 | I | The Anthony J. Wood 2025 Annuity Trust V-B | |
| Class A Common Stock | holding | — | — | — | 72,699 | I | The Anthony J. Wood 2026 Annuity Trust V | |
| Class A Common Stock | holding | — | — | — | 20,612 | I | Wood Gifts Trust | |
| Class A Common Stock | holding | — | — | — | 169,006 | I | The Anthony J. Wood 2026 Annuity Trust V-B |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF3,F4 | — | Aug 14, 2026 | A | 172,630 | D | — | — | Class A Common Stock | 172,630 | 172,630 | D |
Explanation of responses
- F1Reflects a terminating distribution in accordance with the terms of The Anthony J. Wood 2024 Annuity Trust V-B.
- F2Reflects an annuity distribution in accordance with the terms of The Anthony J. Wood 2024 Annuity Trust V-B.
- F3Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
- F4This RSU vests in 12 substantially equal quarterly installments. The first installment vests on December 1, 2026.