SEC Form 4 · accession 0001716837-26-000022
ROKU, INC · ROKU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony J. Wood
Officer — CEO and Chairman BOD · Director · 10% Owner
Period of report
Jun 12, 2026
Accepted (ET)
Jun 12, 2026 · 9:03 pm EDT
Rule 10b5-1 plan
yes — trade under a plan
Issuer CIK
0001428439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common StockF1 | Jun 12, 2026 | C | 25,000 | — | A | 25,000 | I | Wood 2017 Revocable Trust |
| Class A Common StockF2 | Jun 12, 2026 | S | 25,000 | $130.00 | D | 0 | I | Wood 2017 Revocable Trust |
| Class A Common Stock | holding | — | — | — | 26,927 | D | ||
| Class A Common Stock | holding | — | — | — | 47,481 | I | Wood 2020 Nonexempt Irrevocable Trust | |
| Class A Common Stock | holding | — | — | — | 42,500 | I | Wood 2020 Irrevocable Trust | |
| Class A Common Stock | holding | — | — | — | 64,976 | I | The Anthony J. Wood 2024 Annuity Trust V-B | |
| Class A Common Stock | holding | — | — | — | 82,034 | I | The Anthony J. Wood 2025 Annuity Trust V | |
| Class A Common Stock | holding | — | — | — | 81,445 | I | The Anthony J. Wood 2025 Annuity Trust V-B | |
| Class A Common Stock | holding | — | — | — | 72,699 | I | The Anthony J. Wood 2026 Annuity Trust V | |
| Class A Common Stock | holding | — | — | — | 20,612 | I | Wood Gifts Trust | |
| Class A Common Stock | holding | — | — | — | 169,006 | I | The Anthony J. Wood 2026 Annuity Trust V-B |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B Common StockF1 | — | Jun 12, 2026 | C | 25,000 | D | — | — | Class A Common Stock | 25,000 | 16,150,111 | I |
Explanation of responses
- F1Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Shares of Class B Common Stock will convert automatically into shares of Class A Common Stock upon the earlier of: (i) any transfer except for certain "Permitted Transfers" as defined in the Issuer's restated certificate of incorporation, (ii) the first "Trading Day", as defined in the Issuer's restated certificate of incorporation, falling on or after the date on which the shares of Class B Common Stock represent less than 10% of the aggregate number of outstanding shares of Class A Common Stock and Class B Common Stock or (iii) the vote of the holders of Class B Common Stock representing at least 66-2/3% of the shares of Class B Common Stock.
- F2Shares sold pursuant to Mr. Wood's 10b5-1 Plan.