SEC Form 4 · accession 0001716837-26-000018
ROKU, INC · ROKU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony J. Wood
Officer — CEO and Chairman BOD · Director · 10% Owner
Period of report
Jun 1, 2026
Accepted (ET)
Jun 3, 2026 · 6:29 pm EDT
Rule 10b5-1 plan
box not checked
Issuer CIK
0001428439
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Jun 1, 2026 | M | 20,940 | $0.00 | A | 35,168 | D | |
| Class A Common StockF1 | Jun 1, 2026 | F | 8,241 | $129.03 | D | 26,927 | D | |
| Class A Common Stock | holding | — | — | — | 47,481 | I | Wood 2020 Nonexempt Irrevocable Trust | |
| Class A Common Stock | holding | — | — | — | 20,612 | I | Wood Gifts Trust | |
| Class A Common Stock | holding | — | — | — | 82,034 | I | The Anthony J. Wood 2025 Annuity Trust V | |
| Class A Common Stock | holding | — | — | — | 169,006 | I | The Anthony J. Wood 2026 Annuity Trust V-B | |
| Class A Common Stock | holding | — | — | — | 42,500 | I | Wood 2020 Irrevocable Trust | |
| Class A Common Stock | holding | — | — | — | 64,976 | I | The Anthony J. Wood 2024 Annuity Trust V-B | |
| Class A Common Stock | holding | — | — | — | 81,445 | I | The Anthony J. Wood 2025 Annuity Trust V-B | |
| Class A Common Stock | holding | — | — | — | 72,699 | I | The Anthony J. Wood 2026 Annuity Trust V |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF2,F3 | — | Jun 1, 2026 | M | 8,278 | D | — | — | Class A Common Stock | 8,278 | 8,278 | D |
| Restricted Stock UnitF2,F4 | — | Jun 1, 2026 | M | 1,407 | D | — | — | Class A Common Stock | 1,407 | 1,407 | D |
| Restricted Stock UnitF2,F5 | — | Jun 1, 2026 | M | 11,255 | D | — | — | Class A Common Stock | 11,255 | 101,298 | D |
Explanation of responses
- F1Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on June 1, 2026.
- F2Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
- F3This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.
- F4This RSU vests in four substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day).
- F5This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025 (or the next business day).