SEC Form 4 · accession 0001716837-19-000041
ROKU, INC · ROKU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mustafa Ozgen
Officer — SVP and GM of Account Acquisit
Period of report
Mar 1, 2019
Accepted (ET)
Mar 5, 2019 · 9:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428439
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Mar 1, 2019 | A | 159,827 | A | Jun 1, 2019 | — | Class A Common Stock | 159,827 | 159,827 | D |
Explanation of responses
- F1This RSU vests ratably in 16 quarterly installments with the first vest occurring on June 1, 2019.