SEC Form 4 · accession 0001716837-18-000069
ROKU, INC · ROKU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony J. Wood
Officer — CEO and Chairman BOD · Director · 10% Owner
Period of report
Aug 19, 2018
Accepted (ET)
Aug 21, 2018 · 8:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428439
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F2 | $56.07 | Aug 19, 2018 | A | 272,553 | A | — | — | Class A Common Stock | 272,553 | 272,553 | D |
Explanation of responses
- F1Option vests monthly over one year from vest commencement date 8/13/2021. First vesting occurs on 9/13/2021.
- F2Option expires on 8/18/2028.