SEC Form 4 · accession 0001716837-18-000068
ROKU, INC · ROKU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chas Smith
Officer — GM, Sr. VP Roku TV & Players
Period of report
Aug 19, 2018
Accepted (ET)
Aug 21, 2018 · 8:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428439
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitF1 | $0.00 | Aug 19, 2018 | A | 44,290 | A | — | — | Class A Common Stock | 44,290 | 44,290 | D |
Explanation of responses
- F1Award vests quarterly over two years with first vest occuring on 11/15/2020.