SEC Form 4 · accession 0001716837-18-000067
ROKU, INC · ROKU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen H Kay
Officer — SVP General Counsel, Secretary
Period of report
Aug 19, 2018
Accepted (ET)
Aug 21, 2018 · 8:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001428439
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option (right to buy)F1,F3 | $56.07 | Aug 19, 2018 | A | 52,728 | A | — | — | Class A Common Stock | 52,728 | 52,728 | D |
| Restricted Stock UnitF2 | $0.00 | Aug 19, 2018 | A | 21,091 | A | — | — | Class A Common Stock | 21,091 | 21,091 | D |
Explanation of responses
- F1Option vests monthly over two years from vest commencement date 1/3/2020. First vesting occurs on 2/3/2020.
- F2Award vests quarterly over two years with first vest occuring on 3/1/2020.
- F3Option expires on 8/18/2028.